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When the ASPCA announced that it would not be renewing its animal management contract with the City of New
York, the Department of Health commissioned a study to determine what the existing resources were and what
future resources would be required to replace the ASPCA.

The following is the complete text of the report by Carl Friedman and Kenneth White chronicling the complete
mess the City would be inheriting from the ASPCA and what would be required to maintain a humane shelter
system.



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REPORT TO THE CITY OF NEW YORK
Department of Public Health
Ms. Enid Carruth, Deputy Commissioner

REGARDING THE TRANSFER OF ANIMAL CARE & CONTROL SERVICE RESPONSIBILITIES FROM THE
ASPCA TO MUNICIPAL GOVERNMENT

Prepared by

Carl Friedman
Director
The San Franciso Department of Animal Care and Control

and

Kenneth White
Vice President of Companion Animals and Field Services
The Humane Society of the United States



CONTENTS:
Credentials of Consultants
Extent of Consultant Services
Observation of RFP Respondent
Observation of Facilities
Scope of Services and Staffing
Delegation of Authority
Proposed Organizational Chart
Immediate Personnel Recommendations
Final Comment
Appendix A

February 28, 1994



CREDENTIALS OF CONSULTANTS

Carl Friedman is currently the Director of the San Francisco Department of Animal Care and Control. This
municipal agency is in operation twenty four hours seven days a week to provide care and shelter for the stray,
injured, neglected and mistreated companion animals and wildlife of the City and County as well as basic animal
control, humane law enforcement, and field rescue services. The state-of the-art animal shelter houses
approximately seventeen thousand animals per year.

Carl Friedman's previous experience was as Director of Animal Welfare and Protection Services for the San
Francisco SPCA which included overseeing the administration of their animal control contract with the City and
County of San Francisco. Mr. Friedman is also a Commissioner on the City's Commission of Animal Control and
Welfare which acts in an advisory capacity for the Mayor and Board of Supervisors on all animal related issues.
He has been professionally involved in the field for approximately twenty years.

Kenneth White is the Vice President for Companion Animals and Field Services of the Humane Society of the
United States, the largest animal protection agency in this country with a membership of 1.8 million individuals.
His prior experience includes serving as Deputy Director for the San Francisco Department of Animal care and
control where, together with Mr. Friedman, he was responsible for the creation of the Department and the
smooth transition of animal control services from the private contractor (SF/SPCA) to municipal government.

Mr. White first entered the field of animal protection and welfare as Director of Education for the San Francisco
SPCA in 1978. He frequently lectures and publishes on topics and issues relating to animals and the
environment.

EXTENT OF CONSULTANT SERVICES

As a direct result of the ASPCA's decision not to continue providing animal care and control services to the City
of New York, we were asked by the Department of Health to visit the major ASPCA animal shelters in Manhattan
and Brooklyn and to meet with City officials involved in the transition. We spent several days at this task and, as
such, this report must be viewed as nothing other than an initial glance [at] what appears to be a difficult and
complex situation. By this report we are simply attempting to highlight key problem areas in the hope of
facilitating a smooth and successful transition. As we have already mentioned in verbal reports, we highly
recommend that a team of experts be assembled for a more in depth, extensive examination.

OBSERVATION OF RFP RESPONDENT

Although in many ways it might be in the best interest of the City to contract these services with an outside
vendor or vendors, it is our understanding that there has been only one respondent to the City's Request For
Proposal (RFP). Prior to Mr. White's arrival, Mr. Friedman attended a presentation on February 14, 1994 by
that respondent, the Dewey Animal Care Center of Las Vegas, Nevada.

In response to the City's specific request to comment upon their presentation, there are several serious basic
concerns that must be expressed. In summary:

They presented no background or actual experience in negotiating and dealing with the complexities of a union
work force.
Their approach to adoption screening, in our view, falls short of generally accepted current animal welfare
philosophy; specifically, they stated that animal ownership was a "right" and, consequently, that only minimal
screening was necessary.
The organizational chart presented appeared inadequate in that it seems not to allow for a necessary level of
staffing, especially kennel staff. Further, there did not appear to be any accounting or financial services
personnel on the chart.
They made no mention of after hours care and, upon questioning, stated that this service was not included in
the proposal.
Their proposal only reflects sheltering and not field/rescue services. Upon questioning, however, they stated
that they would consider modifying their proposal to include this vital service; however, they acknowledged that
they had no experience in this area.
Their budget did not present individual position salaries and benefits. City representatives stated major
concerns regarding this issue. The respondent agreed to present additional details upon receipt of certain
documentation from the City.
It is unclear who will handle major complaints from the public which inevitably arise in this work.
It is unclear as to how the Dewey Animal Care Center plans to accommodate if the program goes over budget.
Plans for training of personnel at the Las Vegas site seems unrealistic.
Unfortunately, unless a more cohesive, detailed presentation is made by this or other vendors, it is safe to
assume that the City will take over this responsibility directly.

OBSERVATION OF FACILITIES

We visited the two major animal shelters, in Manhattan and Brooklyn, and found both sites seriously flawed.

The deficiencies in the Manhattan facility are well documented in other reports. Certain corrections are
currently underway (replacing dog cages with a better designed model and repairing the air flow intake/exhaust
system). However, it is our opinion that these corrections will not be adequate to bring this site up to the level of
standards appropriate for a major municipal humane program. As one important example, dogs should be
housed in adequate kennels and not stacked in two-tier cages.

Furthermore, the "footprint" of the facility appears inadequate for the number of animals housed; the floors are
not properly sloped throughout (puddling of water was found in hallways and in several rooms); rust and decay
was evident on many surfaces; pipes were leaking; paint was chipping; flies abounded; the noise level was
excessive; the lobby space and clerical space were inadequate; water damage was evident; staff reported that
the chemical disinfectant delivery system was unreliable and therefore of questionable value as a disease
prevention control, as well as presenting a potential hazard to human and animal health. Especially in light of
the fact that this facility is only two years old, the appearance of this shelter was alarming.

Our visit was brief and, as such, it would be surprising if other major and relatively minor but still important
problems would not be discovered on a more in depth examination. We have made such recommendation for a
more thorough investigation in our verbal reports.

Problems discovered in a similarly brief inspection of the Brooklyn Animal shelter included an even worse
two-tier cage application for dogs (indeed, so small that dogs housed in some cages were barely allowed room
to turn around and, in other rooms, set up so that urine and feces could fall from one animal onto the animal
beneath); dogs and cats housed in the same room, apparently for lack of adequate space; torn and ripped
metal in cages; vicious dogs housed in such a way that their possible escape necessitated the need for an
alarm in the room. In general, the site showed overall decay. As with the Manhattan shelter, our visit was brief
and, as such, it would be surprising if other major problems would not be discovered on a more in depth
examination. Again, we have made such recommendation in our vrerbal reports.

We also recommend lengthy and candid conversations with the operational staff at both facilities who can
probably shed light on other significant and relatively minor problems.

It is important to note in this section that the report prepared by the Department of General Services Division of
Real Property is inadequate for your needs. It appears more a description of the various facilities than a true
critical assessment by knowledgeable subject matter experts. It is of little to no help for determining the value of
these facilities as animal shelters.

SCOPE OF SERVICES AND STAFFING

Until such time as the City and the ASPCA fully negotiate what services will be provided by each, it is
exceptionally difficult to make any specific recommendations regarding staffing of the new municipal program.
Examples: Who will house animals seized by the ASPCA as part of its humane law enforcement activities,
animals which routinely wait for months or even years for court-mandated disposition? Who will physically seize
such animals? Indeed, will the City have its own humane investigations program, as is the case in San
Francisco? Will the ASPCA continue to operate the much needed Brooklyn clinic, or will this become a City
function? Will the City and/or the ASPCA provide critically needed spay/neuter services for the animals adopted
by the City as well as privately owned dogs and cats? Will the North Shore Animal League continue to take
animals and donate funds to the City's new program? Will the ASPCA be taking animals from the City for
adoption? Will the city operate an aggressive adoption program? These and other critical issues must be
resolved as soon as possible to help facilitate the orderly transfer of responsibility.

However, there are certain minimal standards and programs which are recommended throughout the animal
sheltering community and which the City or its new private contractor(s) must be prepared to provide.

Kenneling. On a daily basis, whether two dozen or two hundred animals are housed, there is a need for kennel
staff. However, until the physical site set-up and program are determined and until such time as a more in depth
examination of the existing operation can be conducted, it is difficult to recommend a minimum staffing level.
For example: a two-story facility has different needs than does a one-story site; different drainage systems
impact upon cleaning protocols; do kennel staff assist the public in adoption services and/or lost and found
services and what hours/days are those services offered; must kennel staff accompany members of the public
in all or some parts of the shelter; are kennel staff responsible for ordering, maintaining and stocking supplies
and equipment; are they responsible for basic janitorial and/or grounds keeping services; are they responsible
for the euthanasia process; are they responsible for caring for wildlife and/or exotics which require more
extensive time and other resources.

As one example, the San Francisco Animal Shelter has eleven full time kennel staff (animal care attendants) to
serve an annual animal population of approximately seventeen thousand in a modern two-story facility. Their
job specifications and the service levels of the operation have already been presented.

In our brief tours during what is typically a slow season (i.e., Spring and Summer are generally the highest
animal population times for shelters) both sites -- but expecially the Brooklyn facility -- looked like they could
use more help.

Field /Rescue Services. This aspect of the operation seems to be desperately understaffed. It was made clear
to us that twenty-four hour, seven day a week emergency rescue services for injured/sick animals is not
available; in our opinion, this is not acceptable. It was also made clear to us that pick up of confined strays was
only available five days a week; it is our experience that this leads to more animals being turned loose by a
frustrated public. It was also made clear to us that there was not adequate staffing for patrols of dogs at large.
Supporting radio dispatch needs will be determined when levels of services are determined.

In our brief visit to the dispatch center, we were informed there were only two drivers available for all five
boroughs. This is clearly inadequate. Although this may be comparing "the big apple to oranges," the San
Franciso Department of Animal Care and Control (SFDACC) routinely has three to four drivers on the road
during the day time shifts for a city of less than 800,000 people living in less than a fifty square mile area; this
staffing pattern is consistent seven days per week. For twenty-four hour coverage, SFDACC maintains a staff
of eleven drivers.

Clerical Support. This is a record-intensive industry. Data improperly maintained results in mistakes in all fields;
in this work, a mistake can mean the needless death of an animal with consequent emotional, public relations
and liability concerns. Staffing patterns will, once again, be dependent upon levels and types of services which
are as yet defined. Once again, SFDACC has eight employees for this function. As an aside, strong
considerations should be made for computerization in this function.

The City must also make decisions about the following programs, all of which will require staffing: volunteerism,
spay/neuter, wildlife rehabilitation, humane education, adoption outreach, veterinary medical programs (from
low-cost vaccination clinics to full service), dog license sales at the sites.

As stated throughout this report, until types and levels of service are explicitly stated it is extremely difficult to
make staffing recommendations. We have provided the SFDACC staff numbers as a basic rule of thumb.
Absent specific information regarding the operational plan, it is worth considering something as basic as San
Francisco's staffing patterns by a multiple of four to accommodate what is approximately a four-fold increase in
animals. (For example, SFDACC has eleven kennel stafffor approximately 17,000 animals; NYCACC could look
at approximately four times the staffing for four times the animals, or between forty and forty-five kennel stafff or
approximately 60,000 animals.)

DELEGATION OF AUTHORITY

The delgation of authority for the Department of Health to directly operate animal control was discussed at the
work group meeting of February 17, 1994. It is our strong recommendation that specific programs of the new
animal control section be codified by ordinance once they are determined. Such an ordinance should include
specific mandates for the City's new animal control programs, such as: providing vaccinations, basic health
screening, an effective disease prevention program for the facilities, adoptions of appropriate animals,
spay/neuter services, a community volunteer program, twenty-four hour rescue, among other services.

We feel that this type of explicit ordinance is necessary for two reasons. Citizens have the right to know what
they are to expect from the program. Further, it has been our experience that once services are specifically
required by ordinance they are better protected during hard fiscal times.

PROPOSED ORGANIZATIONAL CHART

In our review of the City's proposed organization chart (dated January 26, 1994) we have identified what we
consider some major deficiences. Following:

Reliance upon existing classifications does not take into account the specific professional experience and
minimum qualifications needed to create and operate a human[e] and effective animal care and control
program. We have provided documents to and have worked directly with the Human Resources Department to
help correct this situation.
Again, until scope and levels of service are defined, the numbers and types of personnel listed on the chart
appear to be derived from the ASPCA program and, as such, may not relate to the actual City program.
There is no mention of accounting functions.
There is no mention of continuation of clinic services at the Brooklyn facility.
To improve flexibility within the workforce, we recommend that a number of these classes be combined so they
can perform a broad band of duties.
Please see the "Scope of Services and Staffing" section above, for more specific concerns and
recommendations.

IMMEDIATE PERSONNEL RECOMMENDATIONS

Although it is clear that a great deal of work has been done by various individuals in city government it is
imperative that one or more qualified senior management staff with extensive hands-on animal sheltering
experience be hired to coordinate this transition. It is our opinion that this be put into place immediately.
Frankly, we fear that the program will fail unless one or more such individuals are put into place to immediately
begin to coordinate the myriad activities necessary. We can not make this point too strongly. Although their
input is invaluable, continuing to rely solely upon City employees who have other full time duties and who do not
necessarily have comprehensive related experience and expertise is impractical.

FINAL COMMENT

This can be an exciting opportunity for the City of New York, or a great burden with disastrous results for the
citizens and animals. Indeed, various overall options exist for providing animal care and control services to the
City, all of which have certain merits and ony some of which have apparently been actively explored. For
example, a concept which seems to have been dismissed entirely out of hand is for the seeding of five (or
perhaps fewer) separate non-profit 501(c)(3) humane organizations established in the boroughs to contract
with the City for shelter/kennel services or requiring the boroughs themselves to assume responsibility for
shelter/kennel services with a centralized rescue/field services program either run by or contracted through
DOH. We suggest that such ideas deserve serious and immediate attention.

No matter which plan is decided upon, much needs to happen immediately if this is to be a success. In addition
to the immediate hiring of experienced leaders as discussed above, key equipment must be procured and
decisions about the physical shelters and levels [of] services must be made very quickly.

Furthermore, we recommend that a transition team, to include representatives of local animal interest groups,
concerned citizens and impacted City agencies, be invited to participate. Although we do not wish to establish
additional bureaucracy, we feel that this is appropriate and may prove extremely helpful.

Finally, we must report that, unfortunately, a frequent comment heard in City offices during our visit was "the
system won't allow..." this or that to happen. It must be the first job of whoever spearheads the program to make
the system work and to generate recognition of its importance and guarantee of support from the highest levels
of municipal authority. Things can get done.

* * * * *

APPENDIX

Notwithstanding what was discussed in the report dated February 23, 1994 to Deputy Commissioner Ms. Enid
Carruth, we have been asked to identify the staffing needs at the Brooklyn and Manhattan shelters. As was
stated numerous times before, only limited time was spent at each of these facilities and it would be impossible
for us to accurately determine the exact number of staff needed.

However, at the request of Department of Health, in order to help with their preparation of a budget, we have
attempted to extrapolate using our experience and the San Francisco Department of Animal Care and Control
as a model.

First, in order to determine staffing needs, service levels must be identified. The following guide will be used as
the scope of services to be provided.

SHELTER SERVICES

Provide nourishment and medical care for wild and exotic animals, stray, surrendered, and all other animals in
our care;
Provide basic health screening for all animals;
Provide a preventative disease control program;
Vaccinate animals in our care;
Open seven days a week to adopt out strays, unwanted and abandoned animals;
Humanely euthanize by barbiturate injection those animals unable to be placed;
Sell dog licenses;
Provide shelter care for animals in protective custody and under observation or quarantine;
Provide a volunteer program through which members of the community can get actively involved in helping the
animals;
Provide lost and found services;
Provide adoption counseling; and
Maintain accurate records on all animal-related activities.
FIELD SERVICES

Respond to animal-related emergencies;
Patrol throughout the City on a daily basis;
Impound dogs at large and rescue animals in distress;
Provide 24-hour service for picking up seriously sick or injured stray animals;
We will work from the organizational chart dated 1126/94 provided to us (We have previously identified some of
the shortcomings in the overall staffing patterns of this chart). For the purpose of this chapter, our focus will be
on the Manhattan and Brooklyn shelters.

We have used the statistical data given to us by the A.S.P.C.A. regarding animal impound numbers and their
dispositions as a guideline. In order to provide the scope of services defined above, we estimate two more
office aides (shelter clerical staff) are needed at both facilities. This will bring the total to eight office aides
(shelter representatives) at each facility.

Absent of any statistical data regarding the Animal Rescue Division, it is very difficult to determine appropriate
staffing needs. To deliver the field services outlined (for 24-hour seven-day-a-week service) we estimate that
four additional animal transporters be added. This would bring the total number of animal transporters to
sixteen. We would also suggest that the dispatch position and the animal transporter position be combined to
provide for more flexibility.

With the limited time we spent researching the operation of the Brooklyn clinic, we find it impossible to
determine the stafffing needs and suggest the clinic's chief veterinarian be contacted.

As we discussed on the phone when asked to include these recommendations, we feel somewhat
uncomfortable and need you to understand that these staffing numbers represent only our best guess. If the
importance of this request was known to us when we were in your City, much more time would have been spent
at each respective facility. With this in mind, we urge you and members of your staff to meet with experienced
A.S.P.C.A. staff who are involved with the current operation.

We realize that personnel costs account for the major part of most budgets and the importance of being
accurate in this area is critical. We will of course continue to work with members of your staff and other New
York City departments to help ease this transition.


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Shelter Reform Action Committee (SRAC)
ShelterReform.org: Everything you ever wanted to know about the AC&C, but were afraid to ask.
Shelter Reform Action Committee (SRAC)
ShelterReform.org: Everything you ever wanted to know about the AC&C, but were afraid to ask.